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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-08 |
| CA | RA | APPROVED | 2024-10-28 |
Branch Locations
400 Capitol Mall 1St Fl, Sacramento, CA 95814 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
2140 Town Center Plz, West Sacramento, CA 95691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Sacramento | CA | 08/2015 | 10/2024 |
| Jp Morgan Chase Bank | Sacramento | CA | 05/2013 | 10/2024 |
| Mac Cosmetics | Sacramento | CA | 12/2016 | 12/2019 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-15 |
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