Brian Zachary Jones

Employer firm

Strategic Financial Concepts, LLC CRD 141849

$928M regulatory AUM 75 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 04/2022
  Lpl Financial, Llc
  Austin, TX
• 01/2016 → Present
  Strategic Financial Concepts, Llc
  Austin, TX

Previous Registrations

• 2021-03-31 → 2021-04-08
  Lpl Financial Llc
  Austin, TX
  Houston, TX
• 2015-11-18 → 2015-12-07
  Cuso Financial Services, L.P.
  Austin, TX
  Round Rock, TX

Other Businesses

1)6/13/18- Wealth Management Division of Capitol Credit Union - Inv. Related- Austin, TX -start date 1/1/2016- 20% 2)6/13/18- NFA Insurance- Non-Variable Insurance- Fixed Insurance, Life, Health, Disability- Inv. Related- San Antonio, TX - start date 4/9/18- 16% 3) 6/29/2018 - Strategic Financial Concepts LLC - DBA: (Hybrid) Bubela Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/01/2016 - 60 Hours Per Month/60 Hours During Securities Trading - Time Spent 16% - I provide investment advisory services through Bubela Wealth Management, an independent investment advisor firm. I started this business activity in 01/01/2016. I expect to spend approximately 60 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 6/29/2018 - Strategic Financial Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/01/2016 - 60 Hours Per Month/60 Hours During Securities Trading - Time Spent 16% - I provide investment advisory services through Stretegic Financial Concepts, an independent investment advisor firm. I started this business activity in 01/01/2016. I expect to spend approximately 60 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/25/2019 - Strategic Financial Concepts - DBA:(Hybrid) PrimeWay Investment Resources - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:09/04/2019 - 60 hrs/mo - 40 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-11-17
• S63 Uniform Securities Agent State Law Examination
  2014-09-22

Other Names

• Zac Jones