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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-08-24
  • VA RA
    APPROVED
    Since 2015-08-24

Branch Locations

1603 Village Market Se Suite 100, Leesburg, VA 20175 • United States

11953 Freedom Drive, Reston, VA 20190 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Leesburg VA 08/2015 Present
Charles Schwab Bank, Ssb Leesburg VA 08/2015 Present
Previous Registrations
Other Businesses

1) Fitz Mori LLC|Investment Related: No|125 Hammond st, Port Jervis, New York, 12771, USA|Real Estate (Non-Agent/Broker)|Member|12/1/2023|Less than 20 hour/month - 0 during trading hours|Passive rental property, 50% decision maker

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09

View on SEC IAPD

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