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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-10-09 |
| TX | RA | APPROVED | 2023-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dakota Community Bank | Bismarck | ND | 09/2007 | Present |
| Securities America Inc | Bismarck | ND | 08/2014 | 09/2023 |
| Securities America Advisors | Bismarck | ND | 08/2014 | 09/2023 |
| Principal Life Insurance | Bismarck | ND | 09/2023 | Present |
| Principal Securities | Bismarck | ND | 09/2023 | Present |
| Dakota Community Investments | Bismarck | ND | 10/2023 | Present |
**OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2023 ADDRESS: 1727 STATE STREET, BISMARCK ND 58501, United States DESCRIPTION: Writing outside insurance: Life, DI, LTC, Group Health and Life and Annuities. **PROPERTY AND CASUALTY INSURANCE POSITION: Property and Casualty Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2023 ADDRESS: 1727 STATE STREET, BISMARCK ND 58501, United States DESCRIPTION: Selling Property and Casualty Insurance products **BANK EMPLOYEE / DAKOTA COMMUNITY BANK & TRUST POSITION: FINANCIAL ADVISOR NATURE: BANK EMPLOYEE INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 09/03/2007 ADDRESS: 1727 State Street, BISMARCK ND 58501, United States DESCRIPTION: FINANCIAL ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-17 |
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