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Heather Brooke Djuric

Wells Fargo Clearing Services, LLC

Sacramento, CA

CRD 6367135

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-01
CA RA APPROVED 2018-08-31
  • TX RA
    APPROVED_RES
    Since 2021-03-01
  • CA RA
    APPROVED
    Since 2018-08-31

Branch Locations

400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Sacramento CA 06/2014 08/2018
Wells Fargo Clearing Services, Llc Sacramento CA 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-24
  • S66 Uniform Combined State Law Examination
    2017-03-24
Other Names
  • Heather Brooke Smith

View on SEC IAPD

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Nearby Investors

EDWARD SAL GUANILL
GARY PETER LIBHART
PAIGE DETER FARRELL

Nearby Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA

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