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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments L.L.C | Chicago | IL | 08/2015 | 11/2017 |
| Fidelity Brokerage Services Llc | Orland Park | IL | 11/2017 | 05/2023 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 05/2023 |
| Charles Schwab & Co., Inc. | Mokena | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-22 |
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