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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-13 |
| TX | RA | APPROVED | 2023-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2009 | 10/2023 |
| Lpl Financial Llc | Mokena | IL | 10/2023 | Present |
1) 10/13/2023 - Arrow Wealth planning - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ 40 Hours During Trading 2) 10/16/2023 - Cornerstone Wealth Portfolios - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ 40 Hours During Trading 3) 10/16/2023 - Cornerstone Wealth Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-22 |
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