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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-25 |
| NE | RA | APPROVED | 2014-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 07/2014 | Present |
| Dan Lassek Music | Omaha | NE | 05/2005 | Present |
| Bank Of America, N.A. | Omaha | NE | 02/2015 | Present |
I*464942, Entity Type: Entity Charitable, Name of OBA: Rotary Club of Omaha West, Address: Omaha, Nebraska, 68127, Investment Related: N, Position, Title, Association: Committee,Board Member, Employee State Date: 07/12/2024, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: Perform duties of a club board members, committee chair and committee member. Civic club providing help to local organizations and the Omaha community. I*3313279 Entity Type: Charitable Name of OBA: Bennington Youth Football Address: Bennington, Nebraska, 68007 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/15/2025 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: Building character, discipline and teamwork through youth football in the Bennington community. Attendance and participation at monthly meetings, attendance at the combine, equipment checkout/check-in, participate in a committee (Coaching, Combine, Field Cleanup or Concessions), assist when needed for other duties to ensure a successful season for all flag and tackle football participants
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-13 |
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