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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-25
NE RA APPROVED 2014-12-15
  • TX RA
    APPROVED
    Since 2016-08-25
  • NE RA
    APPROVED
    Since 2014-12-15

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Omaha NE 07/2014 Present
Dan Lassek Music Omaha NE 05/2005 Present
Bank Of America, N.A. Omaha NE 02/2015 Present
Other Businesses

I*464942, Entity Type: Entity Charitable, Name of OBA: Rotary Club of Omaha West, Address: Omaha, Nebraska, 68127, Investment Related: N, Position, Title, Association: Committee,Board Member, Employee State Date: 07/12/2024, No Hours: 2 Weekly, No Hours during Trading: 2 Weekly, Duties: Perform duties of a club board members, committee chair and committee member. Civic club providing help to local organizations and the Omaha community. I*3313279 Entity Type: Charitable Name of OBA: Bennington Youth Football Address: Bennington, Nebraska, 68007 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/15/2025 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: Building character, discipline and teamwork through youth football in the Bennington community. Attendance and participation at monthly meetings, attendance at the combine, equipment checkout/check-in, participate in a committee (Coaching, Combine, Field Cleanup or Concessions), assist when needed for other duties to ensure a successful season for all flag and tackle football participants

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-13
  • S66 Uniform Combined State Law Examination
    2014-12-13

View on SEC IAPD

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