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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-18
NC RA APPROVED 2013-12-17
TX RA APPROVED_RES 2011-08-30
  • CA RA
    APPROVED
    Since 2024-02-18
  • NC RA
    APPROVED
    Since 2013-12-17
  • TX RA
    APPROVED_RES
    Since 2011-08-30

Branch Locations

7930 W Kenton Cir Ste 210, Huntersville, NC 28078 • United States

535 N Brand Blvd Ste 1000 And 950, Glendale, CA 91203 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Huntersville NC 04/2006 03/2020
Ameriprise Financial Services, Llc Huntersville NC 03/2020 Present
Other Businesses

Business Ownership; RGAA, LLC; Co-owner; RGAA LLC will only be used to support practice operations.; 535 N Brand Blvd Ste 1000, , Glendale, CA, 91203; Investment-Related; 02/22/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-31
  • S66 Uniform Combined State Law Examination
    2006-07-31
Designations

View on SEC IAPD

Other Firms

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