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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-07-07
  • AL RA
    APPROVED
    Since 2015-07-07

Branch Locations

800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 Present
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 Present
Previous Registrations
  • 2015-05-22 → 2015-07-07
    Intl Advisory Consultants Inc.
    Birmingham, AL
Other Businesses

1. Alpha Delta Pi Sorority; 311 Barrington Court, Birmingham, AL 35210; Collegiate Sorority; Chapter Advisor - Samford University; Help officers fulfill responsibilities and report to the nation ADPi organization; 08/27/2021; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-21
  • S66 Uniform Combined State Law Examination
    2014-12-21
Other Names
  • Sarah Grace Buckley
  • Sarah G Buckley

View on SEC IAPD

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