Christopher Ficara

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rancho Santa Fe, CA
• 02/2010 → Present
  Bank Of America, N.A.
  Rancho Santa Fe, CA

Previous Registrations

• 2006-11-09 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Diego, CA
  Ramona, CA

Other Businesses

I*1022380, Entity Type: Rental Property Name: Rental Property 3 Address: South Lake Tahoe, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/10/2022 No Hours: 0 Monthly No Hours during trading: 0 Duties: Co-owner with other family members of rental property I*835404 Entity Type: Rental Property Name: Rental Property 1 Investment related: No Address of business: South Lake Tahoe, California, 96150, Position, title, association: Sole owner, Start date of relationship: 5/10/2022Number of hours devoted: 1 hour Weekly Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*1826276, Entity Type: Rental Property Name: Rental Property 4 Address: Encinitas,CA,92024 Investment Related: No Position, Title, Association: Sole owner Employee Start Date:05/10/2024 No Hours:1 MONTHLY No Hours during trading: 0 Duties: LANDLORD. I*2029289, Entity Type, Entity for Profit, Name of OBA: Rental Property I*2397266, Entity Type: Charitable, Name: Lake Tahoe Documentary Film Festival Address: South Lake Tahoe, California 96150 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/30/2025No Hours: 2 monthly No Hours during trading: 0 Duties: Non profit that operates Lake Tahoe Documentary Film Festival started by my wife, M F. I will be one of three board members and hold the position of secretary. Responsibilities should be minimal. I*: 2887266 Entity Type: Fiduciary role Name of OBA: C. F. M. E F. TRUST DTD 06/29/2024 Address: South Lake Tahoe, CA 96150 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/17/2025 Number of Hours: 1 hr annually Number of Hours during trading: o Duties: Co-Trustee/Self, Spouse

Exams

• S66 Uniform Combined State Law Examination
  2006-11-08