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Daniel Thomas Regner

Raymond James & Associates, Inc.

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-21
  • FL RA
    APPROVED
    Since 2017-09-21

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. St. Petersburg FL 06/2014 11/2016
Raymond James & Associates, Inc St Petersburg FL 12/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
S63 Uniform Securities Agent State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2017-09-15
  • S63 Uniform Securities Agent State Law Examination
    2015-03-06
Other Names
  • Dan Regner

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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