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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-20 |
| NH | RA | APPROVED | 2014-11-24 |
Branch Locations
133 Brock St, Rochester, NH 03867 • United States
121 Shattuck Way, Ste 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2015-01-14 |
Branch Locations
121 Shattuck Way, Ste. 16, Newington, NH 03801 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | NH | 07/2014 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2014 | Present |
(1) 07/30/2014: NORTHEAST PLANNING ASSOCIATES, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 43 CONSTITUTION DRIVE, BEDFORD, NH 03110 (2) 02/19/2015: NORTHEAST PLANNING ASSOCIATES - REGISTERED INVESTMENT ADVISOR DBA - INV REL - 43 CONSTITUTION DRIVE, BEDFORD, NH 03110 - 10% OF TIME SPENT (3) 08/05/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/02/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-22 |
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