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10585 E 21St N, Wichita, KS 67207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wichita | KS | 07/2014 | 11/2017 |
| Mutual Securities, Inc. | Camraillo | CA | 11/2017 | Present |
| Wealth Alliance Advisory Group, Llc. | Wichita | KS | 11/2017 | Present |
| Wealth Alliance Advisory Group, Llc | Wichita | KS | 06/2021 | Present |
Registered representative with Mutual Securities for the broker side of our business; a few annuities and 401k plans.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-25 |
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