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Stephen Ortiz

J.P. Morgan Securities LLC

Greenwich, CT

Armonk, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-17
CT RA APPROVED 2025-12-11
TX RA APPROVED 2025-11-13
  • NY RA
    APPROVED
    Since 2025-12-17
  • CT RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED
    Since 2025-11-13

Branch Locations

1073 North Street, Greenwich, CT 06831 • United States

400 Main St Ste 1, Armonk, NY 10504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Armonk NY 11/2025 Present
Jpmorgan Chase Bank, N.A. Armonk NY 11/2025 Present
Fidelity Investments New Haven CT 03/2024 11/2025
Merrill Lynch/Bank Of America New Milford CT 08/2018 03/2024
Municipal Credit Union New York NY 10/2014 07/2018
  • 11/2025 → Present
    J.P. Morgan Securities Llc
    Armonk, NY
  • 11/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Armonk, NY
  • 03/2024 → 11/2025
    Fidelity Investments
    New Haven, CT
  • 08/2018 → 03/2024
    Merrill Lynch/Bank Of America
    New Milford, CT
  • 10/2014 → 07/2018
    Municipal Credit Union
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
  • S66 Uniform Combined State Law Examination
    2018-12-04
Other Names
  • Stephen M,R Ortiz
  • Stephen Michael Robert Ortiz
  • Stephen M Ortiz
  • Stephen R Ortiz
  • Stephen Ortiz

View on SEC IAPD

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MORGAN STANLEY · Greenwich, CT
MAIN STREET RESEARCH LLC · Greenwich, CT
ENDEAVOUR CAPITAL ADVISORS INC. · GREENWICH, CT
AXIOM ASSET ADVISORS, LLC · GREENWICH, CT
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