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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
400 N Ashley Dr Rivergate Tower / Suite 2600, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brandon | FL | 06/2014 | 05/2018 |
| Pruco Securities, Llc. | Tampa | FL | 05/2018 | 11/2024 |
| Prudential Insurance Company Of America | Tampa | FL | 05/2018 | Present |
| Lpl Enterprise, Llc | Tampa | FL | 11/2024 | Present |
1) ClearView Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/26/2025-40hrs/mth-6hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-05 |
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