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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
5299 Dtc Blvd, Ste 1170, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Greenwood Village | CO | 04/2015 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Denver | CO | 04/2015 | Present |
| Johlfs Inc Dba Johlfs Financial Group | Aurora | CO | 08/2017 | Present |
| Craig Johlfs | Denver | CO | 01/2017 | Present |
| Lpl Financial Llc | Greenwood Village | CO | 07/2021 | Present |
1) 7/2021 - Non-Variable Insurance - Cameron Fraker - Investment Related - Greenwood Village, CO 80111 2) 12/12/2023 - Johlfs Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2023 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-11 |
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