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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-03-23 |
| AR | RA | APPROVED | 2014-09-22 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 06/2014 | Present |
| Bank Of America N.A. | Little Rock | AR | 12/2014 | Present |
I*2198410, Entity Type Non-Profit, Name of OBA: The Venture Center Address: Little Rock, AR 72201 Investment Related: Position, Title, Association: Mentor Employee Start Date: 02/20/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Mentor Individuals in the community I*: 2443274 Entity Type: Name of OBA: Ballet Arkansas Address: Little Rock, AR 72201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 5/12/2025 Number of Hours: 52 hrs annually Number of Hours during trading: 0 Duties: Support the Ballet, I will be a Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-19 |
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