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Austin Lloyd Drake

Sterneck Capital Management LLC

Kansas City, MO

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Current Employers
Sterneck Capital Management Llc

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-04-15
TX RA APPROVED 2019-04-15
  • MO RA
    APPROVED
    Since 2019-04-15
  • TX RA
    APPROVED
    Since 2019-04-15

Branch Locations

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley & Co., Llc Los Angeles CA 06/2014 11/2017
Fbr Capital Markets & Co. Los Angeles CA 11/2017 12/2018
Sterneck Capital Management, Llc Kansas City Mo 64108 MO 12/2018 Present
  • 06/2014 → 11/2017
    B. Riley & Co., Llc
    Los Angeles, CA
  • 11/2017 → 12/2018
    Fbr Capital Markets & Co.
    Los Angeles, CA
  • 12/2018 → Present
    Sterneck Capital Management, Llc
    Kansas City Mo 64108, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-15
S63 Uniform Securities Agent State Law Examination 2015-11-02
  • S66 Uniform Combined State Law Examination
    2019-04-15
  • S63 Uniform Securities Agent State Law Examination
    2015-11-02
Designations
Other Names
  • Austin Lloyd Drake
  • Austin Lloyd Drake

View on SEC IAPD

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Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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