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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
CT RA APPROVED 2015-01-12
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • CT RA
    APPROVED
    Since 2015-01-12

Branch Locations

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwich CT 12/2014 Present
Previous Registrations
Other Businesses

*416447 - 163 S Main St, unit 6, Norwalk CT; Investment related Yes; Norwalk, CT; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 03. *700858 - Rental Property - 121 Knapps Hwy; Investment related - Yes; Fairfield, Connecticut; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 3; Other Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 2007-05-12
  • S66 Uniform Combined State Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    2007-05-12

View on SEC IAPD

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