James Edward Klingler

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-14
AL	RA	APPROVED	2014-10-24

TX RA
APPROVED_RES

Since 2020-01-14
AL RA
APPROVED

Since 2014-10-24

Branch Locations

2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Montgomery	AL	07/2014	Present

07/2014 → Present

Stifel Nicolaus & Co Inc

Montgomery, AL

Other Businesses

1. Kiwanis club of Montgomery; 4137 Carmichael Road Montgomery AL 36106; Civic Organization; Board of Directors; Attend meetings; 11/01/2024; 1 hr/month; Not during security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-18

S66 Uniform Combined State Law Examination

2014-09-18

Other Names

James Klingler

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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