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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-13 |
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2019-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial | White Plains | NY | 09/2015 | 01/2017 |
| Ameriprise Financial | White Plains | NY | 01/2017 | 02/2019 |
| Lpl Financial Llc | Hawthorne | NY | 03/2019 | Present |
1)3/4/19- Precision Floor- Outside/W-2 Employment- work as need- Non-Inv. Related- Thornwood, NY- start dat 2/1/207- 2hrs/mth- 1% 2)3/4/19- United Healthcare Oxford & Principal Financial Group- Non-Variable Insurance- Inv. Related - Thornwood, NY- start date 1/11/2017- 1hrs/mth- 1%. 3) 11/11/2021 - CPC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/11/2021 - 40 Hours Per Month/7 Hours During Securities Trading. 4) 03/08/2022 - Mark Williamson Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 03/04/2019 - 20 Hours Per Month/1 Hours During Securities Trading. 5) 03/08/2022 - Diversified Brokerage Services (DBS) - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent/Broker - Start Date - 03/04/2019 - 20 Hours Per Month/1 Hours During Securities Trading. 6) 04/28/2022 - Giddy Up Realty LLC - Not Investment Related - Thornwood NY 10594 - Real Estate Rental - Start Date - 04/25/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading. 7) 08/18/2022- Crump Insurance Agency- Investment Related - At Reported Business Location(s)- Non-Variable Insurance- broker- Start Date- 08/12/2022- 5 Hours Per Month / 0 Hours During Securities Trading 8) 06/05/2024 - Wyse & Associates LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/24/2024 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-10 |
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