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Ernst & Young Investment Advisers LLP CRD 110921
30 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-20 |
Branch Locations
201 North Franklin Street Ste 2400, Tampa, FL 33602 • United States
Brandon, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Tampa | FL | 08/2016 | Present |
| Principal Securities Inc | Tampa | FL | 08/2016 | 04/2018 |
| Tapfin/Ey | Tampa | FL | 05/2018 | 01/2020 |
| Ey | Tampa | FL | 01/2020 | Present |
*Fixed Insurance; Life, Annuities, DI, LTC, Health; 08/18/16 FIXED BROKER- OFFERING PRODUCTS INCLUDING LIFE INSURANCE, HEALTH INSURANCE, DISABILITY, FIXED ANNUITITES, ETC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-12 |
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