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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-06
  • MO RA
    APPROVED
    Since 2024-05-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

St. Louis, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2013-12-17
  • MO RA
    APPROVED
    Since 2013-12-17

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St. Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 12/2013 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2008-03-17
    Morgan Stanley & Co. Llc
    El Paso, TX
  • 2006-08-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    El Paso, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-07
  • S66 Uniform Combined State Law Examination
    2006-07-07
Other Names
  • Adrian G Vega
  • Adrian Vega
  • Adrian Gabriel Vega

View on SEC IAPD

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