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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-29
  • FL RA
    APPROVED
    Since 2021-04-29

Branch Locations

306 N Rhodes Avenue Suite 110, Sarasota, FL 34237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Tampa FL 07/2017 Present
Nylife Securities Llc Tampa FL 09/2017 Present
Full Spectrum Financial Group Sarasota FL 06/2017 Present
Steve Griffin Cpa Sarasota FL 06/2014 07/2017
Eagle Strategies Llc Sarasota FL 04/2021 Present
  • 07/2017 → Present
    New York Life Insurance Co
    Tampa, FL
  • 09/2017 → Present
    Nylife Securities Llc
    Tampa, FL
  • 06/2017 → Present
    Full Spectrum Financial Group
    Sarasota, FL
  • 06/2014 → 07/2017
    Steve Griffin Cpa
    Sarasota, FL
  • 04/2021 → Present
    Sarasota, FL
Other Businesses

[FULL SPECTRUM FINANCIAL GROUP;306 N. RHODES AVENUE SUITE 110;SARASOTA, FL 34237 DBA UNDER NEW YORK LIFE AGENT, STEPHEN GRIFFIN] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 306 N Rhodes Ave Suite 110 Sarasota FL 34237; Start Date 03/2021; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours; Insurance Broker/Sales] [Cryptocurrency Investment; Personal investment; 306 N Rhodes Ave Suite 110 Sarasota FL 34237; Start Date 05/2020; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; This is just a personal account I invest a small amount in and wanted to make NYL aware.] [Zulu Pods, Inc.; Zulu Pods is an aerospace company committed to providing high quality, innovative lubrication delivery solutions that radically simplify short-duration engine architecture to reduce weight, cost, and complexity while improving performance. ; 333 Las Olas Way, CU 4, Suite 442 Fort Lauderdale, FL 33301; Start Date 07/2023; Role/Title: Investor; Not Investment Related; 0.25 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-17
  • S66 Uniform Combined State Law Examination
    2021-04-17
Other Names
  • Kelly Christine Griffin
  • Kelly Christine Goldstein

View on SEC IAPD

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