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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-12-23
  • WI RA
    APPROVED
    Since 2014-12-23

Branch Locations

3704 Oakwood Hills Pkwy 1St Floor, Eau Claire, WI 54701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Eau Claire WI 06/2014 Present
Wisconsin Interscholastic Athletic Association Stevens Point WI 03/2014 06/2018
  • 06/2014 → Present
    Stifel Nicolaus
    Eau Claire, WI
  • 03/2014 → 06/2018
    Wisconsin Interscholastic Athletic Association
    Stevens Point, WI
Other Businesses

1. Altoona Public Library; 1303 Lynn Ave Altoona WI 54720; Public Library; Member of Strategic Planning Commission; Work on committee for long-term planning for the library; 05/28/2025; 25 hrs/year; During security trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-23
  • S66 Uniform Combined State Law Examination
    2014-12-23
Designations

View on SEC IAPD

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