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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-19 |
| AZ | RA | APPROVED | 2022-02-07 |
Branch Locations
1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Phoenix | AZ | 06/2016 | 03/2017 |
| Mml Investors Services. Llc | Phoenix | AZ | 07/2016 | 03/2017 |
| Foresters Financial Services | Phoenix | AZ | 03/2017 | 05/2019 |
| Cetera Investment Services Llc | Phoenix | AZ | 05/2019 | Present |
| Cetera Investment Advisers Llc | Phoenix | AZ | 01/2022 | Present |
1.) PRINT MODEL AND/OR SMALL ACTING ROLES WITH SIGNATURE MODELS AND TALENT AGENCY 2.) MATTER WEALTH ADVISORS, DBA FOR CETERA BUSINESS, 40/HRS/WK. 3.) DANCER OR INTERACTIVE TALENT WITH VARIED EVENT/ENTERTAINMENT COMPANIES; 2-4 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-15 |
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