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Nicolas L Cunha

Edward Jones

Plaistow, NH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-11
NH RA APPROVED 2024-02-27
  • TX RA
    APPROVED_RES
    Since 2025-04-11
  • NH RA
    APPROVED
    Since 2024-02-27

Branch Locations

164 Plaistow Rd Suite B, Plaistow, NH 03865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Boston MA 07/2014 01/2024
Edward Jones St. Louis MO 02/2024 Present
Unemployed Salem NH 01/2024 02/2024
  • 07/2014 → 01/2024
    Putnam Investments
    Boston, MA
  • 02/2024 → Present
    St. Louis, MO
  • 01/2024 → 02/2024
    Unemployed
    Salem, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-18
S63 Uniform Securities Agent State Law Examination 2017-02-04
  • S65 Uniform Investment Adviser Law Examination
    2019-10-18
  • S63 Uniform Securities Agent State Law Examination
    2017-02-04
Other Names
  • Niko Leo Cunha
  • Nicolas Leo Cunha

View on SEC IAPD

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