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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

15 Garden Road Suite 4, Plaistow, NH 03865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Plaistow NH 07/2016 Present
Msi Finaicial Services Inc New York NY 12/2005 03/2017
Mml Investors Services, Llc Plaistow NH 03/2017 Present
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Plaistow, NH
  • 12/2005 → 03/2017
    Msi Finaicial Services Inc
    New York, NY
  • 03/2017 → Present
    Plaistow, NH
Previous Registrations
  • 2006-08-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newburyport, MA
    Newton, NH
    Westboro, MA
    Lawrence, MA
    Newburyport, MA
    Newburyport, MA
    Springfield, MA
    Springfield, MA
    Westboro, MA
  • 2002-04-24 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Other Businesses

Independent Insurance Agent - from business address - Life/Accident/Health - 1 security hours and 0 non security hours -since 02/2012.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-19
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S65 Uniform Investment Adviser Law Examination
    2002-03-19
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21
Other Names
  • Hollie Ann Laberis

View on SEC IAPD

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