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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| FL | RA | APPROVED | 2019-10-15 |
Branch Locations
150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors, Inc. | St. Petersburg | FL | 06/2014 | 09/2019 |
| Morgan Stanley Smith Barney Llc | St. Petersburg | FL | 09/2019 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-30 |
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