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Robert Michael Ernst

Fifth Third Securities, Inc.

Hebron, KY

Burlington, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-11-21
  • KY RA
    APPROVED
    Since 2016-11-21

Branch Locations

3095 North Bend Road, Hebron, KY 41048 • United States

1751 Patrick Drive, Burlington, KY 41005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Independence KY 09/2012 Present
Fifth Third Securities Independence KY 05/2014 Present
  • 09/2012 → Present
    Fifth Third Bank
    Independence, KY
  • 05/2014 → Present
    Fifth Third Securities
    Independence, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-21
S63 Uniform Securities Agent State Law Examination 2014-09-12
  • S65 Uniform Investment Adviser Law Examination
    2016-11-21
  • S63 Uniform Securities Agent State Law Examination
    2014-09-12

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hebron, KY
ORION PORTFOLIO SOLUTIONS, LLC · HEBRON, KY
ORION PORTFOLIO SOLUTIONS, LLC · HEBRON, KY
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FIFTH THIRD SECURITIES, INC. · CLEVES, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Hebron, KY
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