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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-02 |
| TX | RA | APPROVED | 2021-07-07 |
| CO | RA | APPROVED | 2019-05-20 |
Branch Locations
1843 Emory Ct., Hebron, KY 41048 • United States
Franktown, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 11/1999 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2019 | Present |
1) WOLF CREEK CAPITAL, PARKER, CO, 04/2019. OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-50/WK-8/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3) WOLF CREEK CAPITAL, 4990 BUR OAK LANE, PARKER, CO, CREATING S CORP- PRESIDENT, 60/WK- 40/WK-/TRADING 4) WOLF CREEK CAPITAL LLC, PRESIDENT, 11385 FOX VIEW PLACE, FRANKTOWN, CO., 04/06/2020 INV REL, 240HR/MO, 160HR/MO TRADING. 5) MARK AND TARYN WEISS COMMUNITY PROPERTY, 105 edgewater circle, grandy CO 80446, 06/2025, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-18 |
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