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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-22 |
| WA | RA | APPROVED | 2024-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Seattle | WA | 11/2020 | 03/2021 |
| Securities America, Inc. | Seattle | WA | 03/2021 | 05/2024 |
| Kms Financial Services, Inc. | Seattle | WA | 09/2020 | 11/2020 |
| Acm Wyoming | Jackson | WY | 05/2020 | 06/2020 |
| Unemployed | Seattle | WA | 04/2020 | 05/2020 |
| Jackson Hole Mountain Resort | Teton Village | WY | 09/2016 | 03/2020 |
| Snake River Interiors | Jackson | WY | 04/2018 | 02/2020 |
| Stieglers Austrian Restaurant And Copper Bar | Wilson | WY | 08/2016 | 04/2017 |
| Lpl Financial Llc | Seattle | WA | 05/2024 | Present |
1) 04/18/2024 - MACAUALY & ASSOCIATES - Spokane WA 99201 - Investment Related - DBA 2) 04/18/2024 - HIGHLANDER CAPITAL LLC - Seattle WA 98121 - Co-owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-01 |
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