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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-16
  • CO RA
    APPROVED
    Since 2026-06-16

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 06/2014 05/2019
Tiaa Denver CO 06/2014 05/2019
Gwfs Equities, Inc Greenwood Village CO 11/2019 06/2021
Transamerica Denver CO 09/2019 09/2019
Unemployed Denver CO 09/2019 11/2019
Unemployed Denver CO 06/2019 08/2019
Empower Financial Services, Inc. Greenwood Village CO 04/2026 Present
University Of Denver Denver CO 08/2021 06/2025
Unemployed Denver CO 06/2021 07/2021
Newgen Strategies And Solutions Lakewood CO 07/2025 03/2026
Empower Advisory Group Greenwood Village CO 06/2026 Present
  • 06/2014 → 05/2019
    Denver, CO
  • 06/2014 → 05/2019
    Tiaa
    Denver, CO
  • 11/2019 → 06/2021
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 09/2019 → 09/2019
    Transamerica
    Denver, CO
  • 09/2019 → 11/2019
    Unemployed
    Denver, CO
  • 06/2019 → 08/2019
    Unemployed
    Denver, CO
  • 04/2026 → Present
    Empower Financial Services, Inc.
    Greenwood Village, CO
  • 08/2021 → 06/2025
    University Of Denver
    Denver, CO
  • 06/2021 → 07/2021
    Unemployed
    Denver, CO
  • 07/2025 → 03/2026
    Newgen Strategies And Solutions
    Lakewood, CO
  • 06/2026 → Present
    Empower Advisory Group
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-09
S63 Uniform Securities Agent State Law Examination 2014-07-25
  • S66 Uniform Combined State Law Examination
    2026-06-09
  • S63 Uniform Securities Agent State Law Examination
    2014-07-25
Other Names
  • Aron Palma

View on SEC IAPD

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