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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-10 |
| CA | RA | APPROVED | 2026-04-14 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | San Dimas | CA | 06/2014 | 04/2026 |
| Nylife Securities, Llc | San Dimas | CA | 08/2014 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 04/2026 | Present |
RENTAL PROPERTY - 13025 ; INV RELATED;BALDWIN PARK,CA; RENTAL;50% OWNERSHIP; START DATE: 06/10/2015; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 13428; INV RELATED;BALDWIN PARK,CA; RENTAL;100% OWNERSHIP; START DATE: 06/29/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-10-28 |
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