Paul Edward Oberst

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
• 12/2016 → Present
  Bank Of America, N.A.
  Louisville, KY

Other Businesses

I*97590 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OBERST GIFT TRUST INVESTMENT RELATED: Y NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 9/1/1992 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A JOINT TRUSTEE OF THE OBERST GIFT TRUST THAT WAS CREATED AS A FINANCIAL PLANNING INSTRUMENT I*97446 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PCO REAL ESTATE, LLC INVESTMENT RELATED: N NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 5/15/1998 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING PARTNER OF A REAL ESTATE LLC--ONLY CONSIST OF REAL ESTATE I*97448 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PEO1 REAL ESATE, LLC INVESTMENT RELATED: N NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/20/2003 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MEMBER OF A REAL ESTATE LLC--APARTMENT BUILDING I*104890 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OBERST CORP INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOUISVILLE, KENTUCKY 40206 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/14/1983 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS A KFC FRANCHISE OPERATION THAT HAS A CHECKING ACCOUNT AT PNC BANK. I AM A 7.1% OWNER. I HAVE NO CHECK WRITING AUTHORITY NOR DO I HAVE ANY AUTHORITY OR CONTROL OF THE ACCOUNT

Exams

• S66 Uniform Combined State Law Examination
  2017-01-12

Other Names

• Paul E Oberst