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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-11 |
| OR | RA | APPROVED | 2024-04-05 |
Branch Locations
18654 Willamette Dr #100, West Linn, OR 97068 • United States
537 High St Se, Salem , OR 97301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | West Linn | OR | 10/2017 | 05/2018 |
| Orange Theory Fitness | West Linn | OR | 06/2017 | 09/2017 |
| Sii Investments, Inc. | Appleton | WI | 06/2014 | 10/2017 |
| Oregon Wealth Management | West Linn | OR | 08/2012 | 05/2018 |
| Securities America, Inc. | West Linn | OR | 05/2018 | 05/2023 |
| Rediscover The Falls | Oregon City | OR | 09/2017 | 09/2018 |
| The Legacy Group, Ltd. | Salem | OR | 05/2023 | Present |
| Osaic Wealth, Inc. | West Linn | OR | 04/2024 | Present |
1. Member of the Lake Oswego Rotary Club, Member of the Milwaukie-Portland Elks Club 2. YAMHILL VALLEY VINEYARDS POSITION: Shareholder/part-owner NATURE: Shareholder of a non-public winery INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2023 ADDRESS: 16250 SW Oldsville Rd., McMinnville, OR 97128 DESCRIPTION: Part owner of a winery, picking up wine dividends, and drinking wine 3. NOTARY POSITION: Notary NATURE: Notary, no charge. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2024 ADDRESS: 18654 Willamette Dr., #100, West Linn, OR 97068 DESCRIPTION: Notarize documents 4. OREGON WEALTH ADVISORS LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 11817 SE 28TH, MILWAUKIE, OR 97222 DESCRIPTION: LLC used for tax purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-22 |
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