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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-05 |
| CA | RA | APPROVED | 2010-04-20 |
| OR | RA | APPROVED | 2008-06-23 |
Branch Locations
1880 Willamette Falls Dr Ste 200C, West Linn, OR 97068-4655 • United States
51 E Campbell Ave Ste 103A, Campbell, CA 95008 • United States
9920 Pacific Heights Blvd Ste 126, San Diego, CA 92121 • United States
1733 Woodside Rd., Ste 315, Redwood City, CA 94061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Linn | OR | 06/2008 | Present |
1. 11/1/2018 - McDonald Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/09/2018 - 1 Hour Per Month During Securities Trading - Fixed, Term, Whole Life, LTC, Hybrid LTC (LTC and Life), and Health. 2. 2/1/2019 - McDonald Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/29/2019 - 160 Hours Per Month During Securities Trading. 3. 07/05/2022 - No Business Name - Not Investment Related - Home Based - Business Owner - Beekeeping and Flower Sales - Start Date - 07/04/2022 - 20 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-17 |
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