Nicholas Glueckler

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-04-13

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Turin Capital	Scottsdale	AZ	09/2016	05/2017
Financial Engines Advisors L.L.C.	Phoenix	AZ	06/2017	08/2018
Morgan Stanley	Gilbert	AZ	09/2018	01/2020
Morgan Stanley Private Bank, N.A	New York	NY	12/2018	01/2020
State Street Global Advisors Funds Distributors, Llc	Boston	MA	01/2020	10/2021
State Street Global Advisors Trust Company	Boston	MA	01/2020	10/2021
John Hancock	Tempe	AZ	10/2021	03/2026
John Hancock Investment Management Distributors Llc	Boston	MA	10/2021	03/2026
Sequoia Financial Group	Akron	OH	04/2026	Present

09/2016 → 05/2017

Turin Capital

Scottsdale, AZ
06/2017 → 08/2018

Financial Engines Advisors L.L.C.

Phoenix, AZ
09/2018 → 01/2020

Morgan Stanley

Gilbert, AZ
12/2018 → 01/2020

Morgan Stanley Private Bank, N.A

New York, NY
01/2020 → 10/2021

State Street Global Advisors Funds Distributors, Llc

Boston, MA
01/2020 → 10/2021

State Street Global Advisors Trust Company

Boston, MA
10/2021 → 03/2026

John Hancock

Tempe, AZ
10/2021 → 03/2026

John Hancock Investment Management Distributors Llc

Boston, MA
04/2026 → Present

Sequoia Financial Group

Akron, OH

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-11-12
S66	Uniform Combined State Law Examination	2014-10-27

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