Nicholas Michael Leighton

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2016
  The Vanguard Group, Inc.
  Malvern, PA
• 12/2016 → 05/2019
  Finra
  Philadelphia, PA
• 05/2019 → Present
  Hornor Townsend & Kent Llc
  Horsham, PA

Other Businesses

1) REGWISE | POSITION: Proprietor/Owner | NATURE: Management and Tech Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 | ADDRESS: 1501 Plymouth BLVD, Plymouth Meeting PA 19462 | DESCRIPTION: To provide management and technology consulting to small business.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-13
• S63 Uniform Securities Agent State Law Examination
  2014-07-31

Other Names

• Nick Leighton
• Nicholas Leighton