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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-26
  • PA RA
    APPROVED
    Since 2022-04-26

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2014 12/2016
Finra Philadelphia PA 12/2016 05/2019
Hornor Townsend & Kent Llc Horsham PA 05/2019 Present
  • 06/2014 → 12/2016
    The Vanguard Group, Inc.
    Malvern, PA
  • 12/2016 → 05/2019
    Finra
    Philadelphia, PA
  • 05/2019 → Present
    Horsham, PA
Other Businesses

1) REGWISE | POSITION: Proprietor/Owner | NATURE: Management and Tech Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 | ADDRESS: 1501 Plymouth BLVD, Plymouth Meeting PA 19462 | DESCRIPTION: To provide management and technology consulting to small business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-13
S63 Uniform Securities Agent State Law Examination 2014-07-31
  • S66 Uniform Combined State Law Examination
    2022-04-13
  • S63 Uniform Securities Agent State Law Examination
    2014-07-31
Other Names
  • Nick Leighton
  • Nicholas Leighton

View on SEC IAPD

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