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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-04-26 |
Branch Locations
161 Washington St Suite 1111, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 06/2014 | 12/2016 |
| Finra | Philadelphia | PA | 12/2016 | 05/2019 |
| Hornor Townsend & Kent Llc | Horsham | PA | 05/2019 | Present |
1) REGWISE | POSITION: Proprietor/Owner | NATURE: Management and Tech Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 | ADDRESS: 1501 Plymouth BLVD, Plymouth Meeting PA 19462 | DESCRIPTION: To provide management and technology consulting to small business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-31 |
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