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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-11-04 |
Branch Locations
Emi And Cmi Osj - Saginaw/State 4815 State Street, Saginaw, MI 48603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Taylors | SC | 06/2014 | 11/2016 |
| Wells Fargo Bank Na | Taylors | SC | 06/2011 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Taylors | SC | 11/2016 | 02/2021 |
| Principal Securities Inc | Campobello | SC | 02/2021 | 08/2024 |
| Principal Life Insurance Company | Campobello | SC | 02/2021 | 08/2024 |
| Principal Advised Services | Campobello | SC | 07/2024 | 08/2024 |
| The Huntington National Bank | Greenville | SC | 11/2025 | Present |
| The Huntington Investment Company | Columbus | OH | 11/2025 | Present |
| Unemployed | Campobello | SC | 08/2024 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-12 |
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