Christopher John O'COnnor

Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 05/2023
  Mufg Union Bank
  Santa Barbara, CA
• 07/2014 → 05/2023
  Unionbanc Investment Services
  Montecito, CA
• 05/2023 → 02/2026
  U.S. Bancorp Investments, Inc.
  Montecito, CA
• 05/2023 → Present
  U.S. Bank
  Montecito, CA
• 02/2026 → Present
  U.S. Bancorp Advisors, Llc
  Montecito, CA

Previous Registrations

• 2023-06-14 → 2026-02-13
  U.S. Bancorp Investments, Inc.
  Santa Barbara, CA
  Saint Paul, MN
  Monecito, CA
  Sioux Falls, SD
  Spokane, WA
  Montecito, CA
• 2017-08-25 → 2023-06-06
  U.S. Bancorp Advisors, Llc
  Montecito, CA

Other Businesses

1) Finney's Funk Zone, L.P.; investment-related; restaurant location Santa Barbara, CA / partnership location Thousand Oaks, CA; restaurant; Limited Partner with 2% Ownership; 8/15/2017; 0 hours/month; 0 hours/trading; no involvement with business operations: strictly an investment in a limited partnership interest in a limited liability partnership. 2) Westmont Foundation; Not investment-related; Santa Barbara, CA; Foundation; Board Member; 09/2016; 1-2 hours/mo; 0 hours/trading; Foundation primary focus is to raise funds for Westmont scholarships. 3) Santa Barbara Zoo; Not investment-related; Santa Barbara, CA; Zoo; Director, Board of Directors; 1/8/2026; 4 hours/mo; 0 hours/trading; Serving on the Board of Directors. 4) Santa Barbara Historical Museum; Not Investment-related; Santa Barbara, CA; Charitable Board; Non-profit organization board; 06/01/2026; 2 hours/month; 0 hours/trading; New board member - no specific role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-25
• S63 Uniform Securities Agent State Law Examination
  2014-08-11

Other Names

• Christopher O'COnnor
• Christopher John O'COnnor