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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-03
GA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-03
  • GA RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 05/2015 06/2018
E*Trade Securities Llc Alpharetta GA 06/2018 03/2021
E*Trade Capital Management, Llc Alpharetta GA 12/2018 03/2021
E*Trade Securities Llc Alpharetta GA 03/2021 Present
E*Trade Capital Management, Llc Alpharetta GA 03/2021 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 05/2015 → 06/2018
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2018 → 03/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 12/2018 → 03/2021
    E*Trade Capital Management, Llc
    Alpharetta, GA
  • 03/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 03/2021 → Present
    E*Trade Capital Management, Llc
    Alpharetta, GA
  • 03/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
Previous Registrations
Other Businesses

1. Name: Hyde Park HOA; 2. Investment-related: No; 3. Address: 4990 Hyde Way, Cumming, Georgia 30040; 4. Nature: collecting dues from residents and paying bills on behalf of the HOA; 5. Position: Treasurer; 6. Start Date: 11/19/2018; 7. Approx. number of hrs/mth devoted to the other business: 1; 8. Number of hrs devoted during securities trading hrs: 0; Duties: I will be an authorized user on the HOA's checking account at Wells Fargo used to pay bills for the HOA, such as: power, water, pest control, pool maintenance, and landscaping. I will also assist the President in collecting dues from the homeowners. *695975- Proof Positive Gutter Cleaning, LLC; Investment related: Yes; Cumming, Georgia; Other; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 24; Administrative:Accounting/Bookkeeping:Business Development/Growth:Check Signing/Funds Disbursements:Customer Service:Labor/Service:Sales/Marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-24
S63 Uniform Securities Agent State Law Examination 2014-07-28
  • S65 Uniform Investment Adviser Law Examination
    2015-03-24
  • S63 Uniform Securities Agent State Law Examination
    2014-07-28

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