Nicholas Jin Moon

Employer firm

Merit Financial Advisors CRD 142457

$23.9B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 08/2024
  Lpl Financial Llc
  Alpharetta, GA
• 01/2016 → Present
  Merit Financial Advisors
  Alpharetta, GA
• 02/2019 → 08/2019
  Lifestyle Planning Solutions, Llc
  Alpharetta, GA
• 08/2024 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Other Businesses

1. Merit Financial Advisors. Investment Related. At Registered Location. RIA. IAR. 01/2016. 160 hrs/month, 160 hrs during securities hrs. Admin. 2. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-18
• S63 Uniform Securities Agent State Law Examination
  2014-07-28

Other Names

• Nick Moon