Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-02 |
| WA | RA | APPROVED | 2017-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Seattle | WA | 02/2010 | 07/2017 |
| Wells Fargo Advisors Llc | Seattle | WA | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 07/2017 |
| J.P. Morgan Securities Llc | Seattle | WA | 07/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-20 |
Reach out to this advisor