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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-06-20
  • GA RA
    APPROVED
    Since 2014-06-20

Branch Locations

190 Bluegrass Valley Pkwy., Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Johns Creek GA 06/2014 Present
World Financial Group, Inc. Johns Creek GA 10/2013 Present
Tech Gear Usa, Inc. Suwanee GA 11/2013 11/2024
Alexander Almand & Bangs, Llp. Gainesville GA 01/2025 08/2025
  • 06/2014 → Present
    Transamerica Financial Advisors, Inc
    Johns Creek, GA
  • 10/2013 → Present
    World Financial Group, Inc.
    Johns Creek, GA
  • 11/2013 → 11/2024
    Tech Gear Usa, Inc.
    Suwanee, GA
  • 01/2025 → 08/2025
    Alexander Almand & Bangs, Llp.
    Gainesville, GA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-18
S65 Uniform Investment Adviser Law Examination 2014-05-31
  • S63 Uniform Securities Agent State Law Examination
    2014-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-05-31

View on SEC IAPD

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