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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-27
  • CT RA
    APPROVED
    Since 2026-03-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

60 Avon Meadow Lane, Avon, CT 06001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Meriden CT 12/2015 01/2023
Symmetry Partners Glastonbury CT 01/2023 04/2024
Cetera Advisor Networks Llc El Segundo CA 06/2024 12/2024
Cwm, Llc Omaha NE 06/2024 12/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2024 12/2024
Carson Wealth Boston MA 06/2024 12/2024
Wealth Enhancement Group Boston MA 01/2025 10/2025
Wealth Enhancement Advisory Services Boston MA 01/2025 10/2025
Unemployed Middletown CT 05/2024 05/2024
Unemployed Middletown CT 11/2025 02/2026
Kestra Advisory Services, Llc Avon CT 03/2026 Present
Kestra Investment Services, Llc Avon CT 03/2026 Present
  • 12/2015 → 01/2023
    Infinex
    Meriden, CT
  • 01/2023 → 04/2024
    Symmetry Partners
    Glastonbury, CT
  • 06/2024 → 12/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2024 → 12/2024
    Cwm, Llc
    Omaha, NE
  • 06/2024 → 12/2024
    Schaumburg, IL
  • 06/2024 → 12/2024
    Carson Wealth
    Boston, MA
  • 01/2025 → 10/2025
    Wealth Enhancement Group
    Boston, MA
  • 01/2025 → 10/2025
    Wealth Enhancement Advisory Services
    Boston, MA
  • 05/2024 → 05/2024
    Unemployed
    Middletown, CT
  • 11/2025 → 02/2026
    Unemployed
    Middletown, CT
  • 03/2026 → Present
    Avon, CT
  • 03/2026 → Present
    Kestra Investment Services, Llc
    Avon, CT
Previous Registrations
Other Businesses

Namea: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/13/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RIDGELINE FINANCIAL PARTNERS, LLC POSITION: Investment Portfolio Manager and Advisory Operations Lead NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/23/2026 ADDRESS: 60 Avon Meadow Lane, Avon CT 06001, United States DESCRIPTION: Portfolio Manager for the firm, and their clients. Responsible for APM and Third Party Managed accounts. Will spend some time working with client's but primary working with the models.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23
Other Names
  • John C Vassello
  • John Christopher Vassello

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