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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-27 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
60 Avon Meadow Lane, Avon, CT 06001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex | Meriden | CT | 12/2015 | 01/2023 |
| Symmetry Partners | Glastonbury | CT | 01/2023 | 04/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2024 | 12/2024 |
| Cwm, Llc | Omaha | NE | 06/2024 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2024 | 12/2024 |
| Carson Wealth | Boston | MA | 06/2024 | 12/2024 |
| Wealth Enhancement Group | Boston | MA | 01/2025 | 10/2025 |
| Wealth Enhancement Advisory Services | Boston | MA | 01/2025 | 10/2025 |
| Unemployed | Middletown | CT | 05/2024 | 05/2024 |
| Unemployed | Middletown | CT | 11/2025 | 02/2026 |
| Kestra Advisory Services, Llc | Avon | CT | 03/2026 | Present |
| Kestra Investment Services, Llc | Avon | CT | 03/2026 | Present |
Namea: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/13/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RIDGELINE FINANCIAL PARTNERS, LLC POSITION: Investment Portfolio Manager and Advisory Operations Lead NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/23/2026 ADDRESS: 60 Avon Meadow Lane, Avon CT 06001, United States DESCRIPTION: Portfolio Manager for the firm, and their clients. Responsible for APM and Third Party Managed accounts. Will spend some time working with client's but primary working with the models.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
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