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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-27
MI RA APPROVED 2014-10-06
  • TX RA
    APPROVED_RES
    Since 2025-02-27
  • MI RA
    APPROVED
    Since 2014-10-06

Branch Locations

801 Joe Mann Blvd. Suite P, Midland, MI 48642 • United States

304 East Broadway Suite 200, Mount Pleasant, MI 48858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York City NY 08/2014 06/2020
Equitable Advisors, Llc New York NY 08/2014 Present
Other Businesses

ISABELLA COUNTY SPORTSMAN'S CLUB, FEBRUARY 2021, TREASURER, 15 HRS PER MONTH. FIDELIS WEALTH STRATEGIES LLC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-05
S65 Uniform Investment Adviser Law Examination 2014-04-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-05
  • S65 Uniform Investment Adviser Law Examination
    2014-04-30

View on SEC IAPD

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