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Montse Chantelle Terepocki

Cetera Investment Advisers LLC

Phoenix, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
AZ RA APPROVED 2020-01-21
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • AZ RA
    APPROVED
    Since 2020-01-21

Branch Locations

1702 E. Highland Ave Suite # 204, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Phoenix AZ 08/2012 01/2019
Wells Fargo Advisors Llc Phoenix AZ 06/2014 11/2016
Wells Fargo Clearing Services, Llc Phoenix AZ 11/2016 01/2019
Foresters Financial Services, Inc. Phoenix AZ 01/2019 06/2019
Montse Terepocki Phoenix AZ 05/2017 Present
Cetera Investment Services Llc Phoenix AZ 06/2019 Present
Cetera Investment Advisers Llc Phoenix AZ 01/2020 Present
  • 08/2012 → 01/2019
    Wells Fargo Bank Na
    Phoenix, AZ
  • 06/2014 → 11/2016
    Wells Fargo Advisors Llc
    Phoenix, AZ
  • 11/2016 → 01/2019
    Wells Fargo Clearing Services, Llc
    Phoenix, AZ
  • 01/2019 → 06/2019
    Foresters Financial Services, Inc.
    Phoenix, AZ
  • 05/2017 → Present
    Montse Terepocki
    Phoenix, AZ
  • 06/2019 → Present
    Cetera Investment Services Llc
    Phoenix, AZ
  • 01/2020 → Present
    Cetera Investment Advisers Llc
    Phoenix, AZ
Other Businesses

1)NOTARY 2) TERPOCKI RENTAL PROPERTY 50% OWNER 3)EMUNA WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS, 40/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-10
S63 Uniform Securities Agent State Law Examination 2014-08-12
  • S65 Uniform Investment Adviser Law Examination
    2020-01-10
  • S63 Uniform Securities Agent State Law Examination
    2014-08-12
Other Names
  • Montse Chantelle Grim

View on SEC IAPD

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