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Current Employers
North Capital

623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-12-23
  • UT RA
    APPROVED
    Since 2024-12-23

Branch Locations

623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Capital Private Securities Fresno CA 04/2014 Present
  • 04/2014 → Present
    North Capital Private Securities
    Fresno, CA
Other Businesses

TutuList - online website to sell dance costumes, 2-4 hours per week, not investment-related West Point Ballet Academy - Choreography - independent contractor, 10-20 hours per year, not investment related North Capital Investment Technology NCIT. NORTH CAPITAL INVESTMENT TECHNOLOGY INC. (NCIT) CO-LOCATED WITH THE MEMBER FIRM. . NOT INVESTMENT-RELATED. COO, affiliate and parent company of NCPS. I oversee business development and technology development.. HOLDS CERTAIN INTELLECTUAL PROPERTY ASSETS OF NORTH CAPITAL GROUP COMPANIES ALONG WITH THE COMMON EQUITY OF NORTH CAPITAL PRIVATE SECURITIES CORP. 40 HOURS/Wk. INCLUDING SUBSIDIARIES (INCLUDING THE REGISTRANT, NCPS); 100 DURING MARKET HOURS. Consulting - sole proprietor. Help a few small businesses of friends with reviewing business plan, get advice on how to scale, or reviewing work. No companies are in financial services (ballet studios, ballet companies, woodworking, etc.) Work outside of NC hours - on weekends and on rare occasions, evenings. 10 hrs/wk. North Capital Trust Company - Perform business development functions for the trust company on an opportunistic basis. 5 hrs/week.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-21
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S65 Uniform Investment Adviser Law Examination
    2024-12-21
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08
Other Names
  • Sara Grayce Judd
  • Sara Grayce Judd
  • Sara Grayce Borazan

View on SEC IAPD

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